Form 1099-DA
SIFMA provided comments to the Office of Management and Budget (OMB) regarding new Form 1099-DA, Digital Asset Proceeds From Broker…
Summary
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) on Trade Reporting and Compliance Engine (TRACE) dissemination issues. SIFMA focuses its recommendations on the general question of whether current dissemination practices should be altered for investment grade and non-investment grade debt securities, Agency mortgage-backed securities traded on a to-be-announced (TBA) basis, and FINRA Rule 144A transactions.
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Type:
24X National Exchange; Application for Registration
SIFMA provided comments to the Securities and Exchange Commission (SEC) in response to the SEC's institution of proceedings to determine…
Type:
Change in Bank Control Act Proposal (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on proposed changes to its regulations implementing the Change…