Rossi and Stevenson v. Becker
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether the “related to” bankruptcy removal provision in Section 1452(a) of…
Letters
Enhanced Disclosure & New Prospectus Delivery Option For Registered Open-End Management Investment Companies
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the SEC’s proposal to enhance disclosure and new prospectus delivery option for registered open-end management investment companies release. SIFMA fully supports the Commission’s effort but does not believe that portfolio holdings information is a necessary component of the summary prospectus. SIFMA also does not believe it is critical to update performance information in the summary prospectus on a quarterly basis since mutual funds are generally long-term investments.
More Submissions
Type:
BPI, et al. v. Federal Reserve
Court: U.S. District Court (S.D. Ohio) Amicus Issue: Whether the Federal Reserve’s stress testing framework lacks adequate transparency and public…
Type:
In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…