FINRA’s Proposed Rule Change Relating to Per-share Estimated Valuations for Unlisted DPP and REIT Securities
Summary
SIFMA’s Clearing Firms Committee provides comments to the Securities & Exchange Commission (SEC) on Financial Industry Regulatory Authority’s (FINRA) proposed rule change to NASD Rule 2340 involving per share estimated values of unlisted Direct Participation Programs (DPP) and Real Estate Investment Trust (REIT) on customer account statements.
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Proposed Accounting Standards Update—Environmental Credits and Environmental Credit…