Rossi and Stevenson v. Becker
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether the “related to” bankruptcy removal provision in Section 1452(a) of…
The E-Records Modernization Task Force of SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposed revisions to Rule 17a-4 of the Securities Exchange Act of 1934 (Exchange Act). After a meeting with members of SIFMA’s Task Force, the SEC requested comments on the proposed revisions and responses to several of the open issues relating to the proposed revisions. SIFMA encourages the SEC to further enhance the revisions to meet the technology needs of SIFMA members’ firms without any corresponding harm to the SEC’s and the industry’s investment protection efforts.
See, also:
Petition for Rulemaking to Amend Exchange Act Rule 17a-4(f) – Addendum, May 24, 2018
SIFMA Submits Rulemaking Petition on SEC Electronic Recordkeeping Requirements – Nov. 14, 2017
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether the “related to” bankruptcy removal provision in Section 1452(a) of…
Court: U.S. District Court (S.D. Ohio) Amicus Issue: Whether the Federal Reserve’s stress testing framework lacks adequate transparency and public…
Court: U.S. Court of Appeals (Fourth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…