Shafer v. Morgan Stanley
Court: U.S. Court of Appeals (Second Circuit) Amicus Issue: Whether employees can retrospectively recast deferred compensation programs as “ERISA plans”…
Issue
Equity Market Structure→
Summary
SIFMA President and CEO Kenneth E Bentsen, Jr. and Board Member Daniel Colman of KCG provide a statement on SIFMA’s market structure recommendations before a roundtable on equity market structure hosted by Rep. Scott Garrett (R-NJ), chairman of the Financial Services Subcommittee on Capital Markets and Government-Sponsored Enterprises.
See Also:
- The Hill Op-Ed: SIFMA’s Bentsen and Stephens’ Bradbury – Path forward for equity market structure (July 28, 2014)
- Press Release: SIFMA President and CEO Kenneth E. Bentsen, Jr. Participates in Equity Market Structure Reform Roundtable (July 28, 2014)
- SIFMA Equity Market Structure Recommendations (July 14, 2014)
- Press Release: SIFMA Publishes Recommendations for Enhancing Fairness, Stability and Transparency in US Equity Markets (July 14, 2014)
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