Proposed Rule Change Consisting of Amendments to MSRB Rule G-14 and to Amend FINRA Rule 6730 (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) and reiterated comments made in their…
SIFMA submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether there is a private right of action under SEC Rule 10b-16 and if so, what is the legal standard for establishing a violation of Rule 10b-16.
Counsel of Record:
Morgan Lewis & Bockius LLP
Michele A. Coffey
Other Amici:
None.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) and reiterated comments made in their…
SIFMA, The American Bankers Association (ABA), the American Fintech Council (AFC), the Bank Policy Institute (BPI), the Electronic Transactions Association…
SIFMA, The American Bankers Association (ABA), the American Fintech Council (AFC), the Bank Policy Institute (BPI), the Consumer Bankers Association…