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Social Distancing Presents Unique Challenges for Financial Advisor Supervision

KPMG – In the midst of the COVID-19 pandemic, financial institutions are working to balance market pursuits with effective risk management. Opportunities exist to provide support to supervisors and improve resilience in the new environment.

Download this paper to learn how your firm can ensure that the Supervisory Framework is effective in a remote and volatile environment.

Click here to view the full article

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